Commerzbank AG

• Principal Place of Business

  Commerzbank

  30 Gresham Street

  London

  City Of London

  EC2V 7PG

  UNITED KINGDOM

  Phone

  +4402076238000

  Web

  https://www.commerzbank.co.uk

• Complaints Contact

  Commerzbank

  30 Gresham Street

  London

  City Of London

  EC2V 7PG

  UNITED KINGDOM

  Phone

  +4402076238000

• Bank Deposits

  For Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Patrick Jolly

  IRN CPJ01009

  • CF9 EEA Investment Business Oversight (17 Jan 2002 to 5 Nov 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 5 Nov 2004)
• Christopher Peter Dolan

  IRN CPD01030

  • CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2003)
• Christopher Simon Parry

  IRN CSP01046

  • CF30 Customer (11 May 2009 to 10 Jul 2009)
• Christopher Steven Chappell

  IRN CSC01066

  • CF30 Customer (11 May 2009 to 5 May 2015)
• Christopher Stuart Rigg

  IRN CSR01037

  • CF21 Investment Adviser (1 Dec 2001 to 28 Nov 2003)
• Christopher Yeates

  IRN CDY01003

  • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2004)
• Christos Trikomitis

  IRN CXT00274

  • [FCA CF] Client dealing (9 Nov 2021 to 9 Sep 2022)
• Christos Tsimpos

  IRN CXT01339

  • CF30 Customer (18 Feb 2008 to 2 Jul 2010)
• Claire Anne Solier

  IRN CAS01223

  • CF30 Customer (15 Nov 2011 to 21 Sep 2012)
• Claire Francoise Corry

  IRN CXH01276

  • CF30 Customer (22 Mar 2011 to 22 Jan 2016)

• Compass Partners Advisers Ltd (no longer appointed)

  FRN 209798 · Appointed 15 Apr 2002 · Until 31 May 2002

No changes recorded yet.