Commerzbank AG
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Commerzbank30 Gresham StreetLondonCity Of LondonEC2V 7PGUNITED KINGDOM- Phone
- +4402076238000
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Complaints Contact
Commerzbank30 Gresham StreetLondonCity Of LondonEC2V 7PGUNITED KINGDOM- Phone
- +4402076238000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Deposit
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Carbon Auction Bidding
For Eligible Counterparty, Emissions Auction Product
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Stockbroking
For Eligible Counterparty, Professional, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark Stuart John Tinworth
IRN MST01030
- (3400)CF21 Investment Adviser (3 Dec 2003 to 2 Jul 2004)
- (3399)CF22 Investment Adviser (Trainee) (22 Aug 2003 to 3 Dec 2003)
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Mark Vivyan Eban
IRN MVE01003
- (815)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2004)
- (816)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Dec 2004)
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Mark Wilkinson
IRN MXW01351
- (602)CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
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Marko Milos
IRN MXM01499
- (2698)CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2004)
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Markos Andreas Kashiouris
IRN MAK01071
- (3484)CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2003)
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Markus Dietrich Bayer
IRN MDB01098
- (2952)CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2004)
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Markus Gerald Koczian
IRN MGK01024
- (910)CF26 Customer Trading (8 May 2007 to 10 Aug 2007)
- (911)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2005)
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Markus Klingbeil
IRN MXK02381
- (1116)CF30 Customer (16 Apr 2015 to 6 Mar 2016)
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Markus Morlok
IRN MXM02282
- (2472)CF30 Customer (11 May 2009 to 24 Jan 2011)
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Markus Peter Otema
IRN MPO01032
- (977)CF30 Customer (11 May 2009 to 23 Jul 2009)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Compass Partners Advisers Ltd (no longer appointed)
FRN 209798 · Appointed 15 Apr 2002 · Until 31 May 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (170)[FCA CF] Client dealing
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controlled function added: (169)[FCA CF] Client dealing
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controlled function added: (168)[FCA CF] Algorithmic trading
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controlled function added: (167)[FCA CF] Client dealing
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controlled function added: (166)[FCA CF] Client dealing
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controlled function added: (165)[FCA CF] Manager of certification employee
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controlled function added: (164)[FCA CF] Material risk taker
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controlled function added: (163)[FCA CF] Client dealing
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controlled function added: (162)[FCA CF] Client dealing
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controlled function added: (161)[FCA CF] Client dealing