Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 31 Jul 2025)
    • [FCA CF] Client dealing (2 Jun 2025 to 30 Jul 2025)
    • [FCA CF] Manager of certification employee (2 Jun 2025 to 30 Jul 2025)
    • [FCA CF] Material risk taker (2 Jun 2025 to 30 Jul 2025)
    • SMF22 Other Local Responsibility (since 31 Jul 2025)
    • [FCA CF] Manager of certification employee (2 Jun 2025 to 30 Jul 2025)
    • [FCA CF] Client dealing (2 Jun 2025 to 30 Jul 2025)
    • [FCA CF] Material risk taker (2 Jun 2025 to 30 Jul 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (5 Nov 2008 to 28 May 2015)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (5 Nov 2008 to 28 May 2015)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (4 Aug 2004 to 15 Jan 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (3 Dec 2003 to 2 Jul 2004)
    • CF22 Investment Adviser (Trainee) (22 Aug 2003 to 3 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.