Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- SMF18 Other Overall Responsibility (since 31 Jul 2025)
- [FCA CF] Client dealing (2 Jun 2025 to 30 Jul 2025)
- [FCA CF] Manager of certification employee (2 Jun 2025 to 30 Jul 2025)
- [FCA CF] Material risk taker (2 Jun 2025 to 30 Jul 2025)
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Royal Bank of Canada
FRN 124783
- SMF22 Other Local Responsibility (since 31 Jul 2025)
- [FCA CF] Manager of certification employee (2 Jun 2025 to 30 Jul 2025)
- [FCA CF] Client dealing (2 Jun 2025 to 30 Jul 2025)
- [FCA CF] Material risk taker (2 Jun 2025 to 30 Jul 2025)
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- CF30 Customer (5 Nov 2008 to 28 May 2015)
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- CF30 Customer (5 Nov 2008 to 28 May 2015)
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- CF21 Investment Adviser (4 Aug 2004 to 15 Jan 2007)
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- CF21 Investment Adviser (3 Dec 2003 to 2 Jul 2004)
- CF22 Investment Adviser (Trainee) (22 Aug 2003 to 3 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.