Commerzbank AG
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Commerzbank30 Gresham StreetLondonCity Of LondonEC2V 7PGUNITED KINGDOM- Phone
- +4402076238000
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Complaints Contact
Commerzbank30 Gresham StreetLondonCity Of LondonEC2V 7PGUNITED KINGDOM- Phone
- +4402076238000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Deposit
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Carbon Auction Bidding
For Eligible Counterparty, Emissions Auction Product
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Stockbroking
For Eligible Counterparty, Professional, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Martin Kohlhase
IRN MXK01311
- (2069)CF21 Investment Adviser (7 Mar 2002 to 30 Sep 2002)
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Martin Kummer
IRN MWK01016
- (2862)CF21 Investment Adviser (20 Aug 2002 to 21 Dec 2005)
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Martin McAspurn-Lohmann
IRN MKL01019
- (2380)CF30 Customer (12 Feb 2008 to 24 Aug 2009)
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Martin Paul Mather
IRN MPM01100
- (1328)CF30 Customer (1 Nov 2007 to 30 Apr 2010)
- (1329)CF21 Investment Adviser (19 Jun 2007 to 31 Oct 2007)
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Martin Richard Bean
IRN MRB01117
- (3172)CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2002)
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Martin Rock
IRN MXR01621
- (198)[FCA CF] Client dealing (7 Mar 2016 to 6 Mar 2020)
- (197)CF30 Customer (1 Dec 2009 to 6 Mar 2016)
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Martin Sorby
IRN MXS03191
- (218)CF30 Customer (18 Sep 2012 to 6 Mar 2016)
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Martin Stewart Bell
IRN MSB01062
- (2030)CF9 EEA Investment Business Oversight (28 Jun 2002 to 17 Mar 2003)
- (2029)CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2003)
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Martin Turnbull
IRN MXT01163
- (669)CF26 Customer Trading (1 Dec 2001 to 5 Apr 2007)
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Martin Wenzler
IRN MXW01666
- (1445)CF30 Customer (1 Nov 2007 to 15 Aug 2008)
- (1446)CF23 Corporate Finance Adviser (6 Apr 2005 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Compass Partners Advisers Ltd (no longer appointed)
FRN 209798 · Appointed 15 Apr 2002 · Until 31 May 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (190)[FCA CF] Client dealing
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controlled function added: (189)[FCA CF] Algorithmic trading
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controlled function added: (188)[FCA CF] Client dealing
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controlled function added: (187)[FCA CF] Client dealing
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controlled function added: (186)[FCA CF] Client dealing
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controlled function added: (185)[FCA CF] Client dealing
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controlled function added: (184)[FCA CF] Algorithmic trading
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controlled function added: (183)[FCA CF] Client dealing
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controlled function added: (182)[FCA CF] Algorithmic trading
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controlled function added: (181)[FCA CF] Client dealing