Commerzbank AG
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Commerzbank30 Gresham StreetLondonCity Of LondonEC2V 7PGUNITED KINGDOM- Phone
- +4402076238000
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Complaints Contact
Commerzbank30 Gresham StreetLondonCity Of LondonEC2V 7PGUNITED KINGDOM- Phone
- +4402076238000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Deposit
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Carbon Auction Bidding
For Eligible Counterparty, Emissions Auction Product
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Stockbroking
For Eligible Counterparty, Professional, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Martina Boller
IRN MXB01535
- (1811)CF30 Customer (1 Nov 2007 to 27 Feb 2008)
- (1813)CF21 Investment Adviser (9 Apr 2003 to 31 Oct 2007)
- (1812)CF23 Corporate Finance Adviser (1 Dec 2001 to 19 Dec 2002)
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Martina Schroettle
IRN SXM03084
- (2227)[FCA CF] Manager of certification employee (7 Mar 2016 to 30 Sep 2019)
- (2226)[FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2019)
- (2225)CF30 Customer (13 Jun 2013 to 6 Mar 2016)
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Martina Wahner
IRN MGW01117
- (2168)[FCA CF] Client dealing (7 Mar 2020 to 9 Jul 2021)
- (2167)CF30 Customer (5 Jan 2015 to 6 Mar 2016)
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Mary Beth Hazeldine
IRN MBH01030
- (2020)CF21 Investment Adviser (7 Jun 2002 to 31 Mar 2004)
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Mary Isabel Jane Foster
IRN MIF01007
- (791)CF30 Customer (21 May 2008 to 13 Jul 2010)
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Massimiliano Pero
IRN MXP01288
- (1939)CF30 Customer (11 May 2009 to 24 Aug 2009)
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Massimiliano Serraiotto
IRN MXS03470
- (883)CF30 Customer (6 Jun 2014 to 6 Mar 2016)
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Massimiliano Subba
IRN MXS01698
- (1891)CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- (1892)CF21 Investment Adviser (12 Sep 2006 to 31 Oct 2007)
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Massimo Passamonti
IRN MXP01677
- (1275)CF30 Customer (1 Nov 2007 to 22 Oct 2009)
- (1276)CF21 Investment Adviser (5 Jul 2006 to 31 Oct 2007)
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Mat Belton
IRN MJB01298
- (2802)CF21 Investment Adviser (8 Jul 2003 to 13 Feb 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Compass Partners Advisers Ltd (no longer appointed)
FRN 209798 · Appointed 15 Apr 2002 · Until 31 May 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (210)[FCA CF] Material risk taker
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controlled function added: (209)[FCA CF] Material risk taker
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controlled function added: (208)[FCA CF] Material risk taker
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controlled function added: (207)[FCA CF] Client dealing
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controlled function added: (206)[FCA CF] Client dealing
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controlled function added: (205)[FCA CF] Client dealing
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controlled function added: (204)[FCA CF] Client dealing
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controlled function added: (203)[FCA CF] Client dealing
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controlled function added: (202)[FCA CF] Client dealing
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controlled function added: (201)[FCA CF] Client dealing