Mat Belton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Joh. Berenberg, Gossler & Co. KG
FRN 959302
- [FCA CF] Client dealing (since 9 Dec 2019)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Client dealing (7 Sep 2016 to 3 Jun 2019)
- CF30 Customer (18 Oct 2013 to 6 Mar 2016)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (15 Aug 2012 to 9 Sep 2013)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (1 Nov 2007 to 22 Apr 2009)
- CF21 Investment Adviser (30 Mar 2004 to 31 Oct 2007)
Commerzbank AG (no longer approved here)
FRN 124920
- CF21 Investment Adviser (8 Jul 2003 to 13 Feb 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.