Commerzbank AG

Date authorised
10 November 1988
Companies House
FC008139
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000
    Web
    https://www.commerzbank.co.uk

  • Complaints Contact

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Eligible Counterparty, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Gordon Aiken

    IRN NGA01004

    • (240)SMF22 Other Local Responsibility (since 13 Apr 2022)
    • (3417)SMF21 EEA Branch Senior Manager (EBSM) (7 Dec 2020 to 13 Apr 2022)
    • (3421)[FCA CF] Significant management (7 Mar 2020 to 7 Dec 2020)
    • (3419)[FCA CF] Client dealing (7 Mar 2016 to 7 Dec 2020)
    • (3420)[FCA CF] Manager of certification employee (7 Mar 2016 to 7 Dec 2020)
    • (3418)CF30 Customer (11 May 2009 to 6 Mar 2016)
  • Neil Murray

    IRN NAM01063

    • (2887)CF21 Investment Adviser (31 May 2002 to 11 Apr 2003)
  • Neil Stephen Sanders

    IRN NSS01022

    • (714)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2003)
  • Neil Stuart Dougall

    IRN NSD01014

    • (661)CF30 Customer (11 May 2009 to 21 Aug 2009)
  • Neil Subhash Sampat

    IRN NXS01434

    • (2639)CF30 Customer (11 May 2009 to 26 Jun 2009)
  • Nicholas Alan Parsons

    IRN NAP01039

    • (804)CF21 Investment Adviser (1 Dec 2001 to 13 Nov 2006)
  • Nicholas Alvaro Watson

    IRN NAW01056

    • (2923)CF21 Investment Adviser (1 Dec 2001 to 10 Oct 2003)
  • Nicholas Andreas Devic

    IRN NAD01066

    • (1179)CF30 Customer (4 Oct 2013 to 14 Sep 2015)
  • Nicholas Aubrey Downes

    IRN NAD01061

    • (3384)CF30 Customer (11 Jul 2012 to 6 Mar 2016)
  • Nicholas Charles Legh

    IRN NCL01010

    • (812)CF23 Corporate Finance Adviser (1 Dec 2001 to 4 Jan 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (130)[FCA CF] Client dealing

  2. controlled function added: (129)[FCA CF] Significant management

  3. controlled function added: (128)[FCA CF] Manager of certification employee

  4. controlled function added: (127)[FCA CF] Material risk taker

  5. controlled function added: (126)[FCA CF] Client dealing

  6. controlled function added: (125)[FCA CF] Manager of certification employee

  7. controlled function added: (124)[FCA CF] Material risk taker

  8. controlled function added: (123)[FCA CF] Client dealing

  9. controlled function added: (122)[FCA CF] Client dealing

  10. controlled function added: (121)[FCA CF] Client dealing

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