Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 28 Sep 2021)
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 28 Sep 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 21 Sep 2021)
- CF30 Customer (18 Feb 2016 to 8 Dec 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 21 Sep 2021)
- CF30 Customer (10 Nov 2014 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 21 Sep 2021)
- CF30 Customer (10 Nov 2014 to 6 Mar 2016)
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- CF30 Customer (6 Oct 2010 to 24 Jun 2013)
- CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2002)
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- CF30 Customer (16 Nov 2007 to 14 Apr 2009)
- CF21 Investment Adviser (15 Jul 2003 to 10 Jun 2004)
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- CF21 Investment Adviser (31 May 2002 to 11 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.