Commerzbank AG

Date authorised
10 November 1988
Companies House
FC008139
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000
    Web
    https://www.commerzbank.co.uk

  • Complaints Contact

    Commerzbank
    30 Gresham Street
    London
    City Of London
    EC2V 7PG
    UNITED KINGDOM
    Phone
    +4402076238000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Eligible Counterparty, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jorge Masalles Sarragua

    IRN JXM01572

    • (600)[FCA CF] Significant management (2 Jan 2019 to 2 Jun 2020)
    • (599)[FCA CF] Manager of certification employee (7 Mar 2016 to 2 Jun 2020)
    • (598)[FCA CF] Client dealing (7 Mar 2016 to 2 Jun 2020)
    • (596)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (597)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Jorge Miguel Dolan Ferreira Pinto

    IRN JMD01116

    • (1181)CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2003)
  • Jose Carretero

    IRN JAC01200

    • (3074)CF30 Customer (11 May 2009 to 29 Jul 2009)
  • Jose Urrestarazu Fernandez de Gamboa

    IRN JXU01093

    • (2153)[FCA CF] Client dealing (7 Mar 2016 to 7 Mar 2020)
    • (2152)CF30 Customer (12 Jun 2015 to 6 Mar 2016)
  • Josemaria Lucas

    IRN JXL01715

    • (151)CF30 Customer (11 May 2009 to 15 Jul 2015)
  • Josep Santacana

    IRN JXS01507

    • (1758)CF30 Customer (10 Jun 2014 to 26 Jun 2015)
    • (1759)CF26 Customer Trading (1 Dec 2001 to 13 May 2003)
  • Joseph Brocwell Champion

    IRN JBC01046

    • (1511)CF30 Customer (11 May 2009 to 5 Jun 2009)
  • Joseph Roland Wicks

    IRN JRW01142

    • (128)[FCA CF] Manager of certification employee (since 11 Nov 2022)
    • (127)[FCA CF] Material risk taker (since 7 Mar 2022)
    • (126)[FCA CF] Client dealing (since 13 Sep 2021)
    • (129)[FCA CF] Significant management (since 7 Mar 2020)
    • (2934)[FCA CF] Manager of certification employee (27 Jun 2018 to 6 Mar 2020)
    • (2933)[FCA CF] Client dealing (7 Mar 2016 to 6 Mar 2020)
    • (2932)CF30 Customer (1 Dec 2009 to 6 Mar 2016)
  • Joseph Saade

    IRN JXS01441

    • (2809)CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2003)
  • Joshua Capps Lister

    IRN JCL01121

    • (3483)CF30 Customer (11 May 2009 to 13 Sep 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (140)[FCA CF] Algorithmic trading

  2. controlled function added: (139)[FCA CF] Client dealing

  3. controlled function added: (138)[FCA CF] Manager of certification employee

  4. controlled function added: (137)[FCA CF] Material risk taker

  5. controlled function added: (136)[FCA CF] Client dealing

  6. controlled function added: (135)[FCA CF] Client dealing

  7. controlled function added: (134)[FCA CF] Client dealing

  8. controlled function added: (133)[FCA CF] Client dealing

  9. controlled function added: (132)[FCA CF] Client dealing

  10. controlled function added: (131)[FCA CF] Material risk taker

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