Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael John Morris
IRN MJM00078
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
Michael John Wright
IRN MJW01320
- CF21 Investment Adviser (28 Jun 2002 to 1 Jul 2002)
- CF22 Investment Adviser (Trainee) (14 Dec 2001 to 28 Jun 2002)
Michael Joseph Smith
IRN MJS00111
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Michael Kenneth Ulrich
IRN MKU01002
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (6 Jan 2006 to 31 Oct 2007)
Michael Kerley
IRN MXK01366
- CF27 Investment Management (30 Oct 2003 to 26 Nov 2004)
Michael Paul Johnson
IRN MPJ01032
- CF30 Customer (7 Aug 2015 to 30 Jul 2019)
- CF26 Customer Trading (11 Oct 2004 to 31 Oct 2007)
Michael Stubbs
IRN MXS01329
- CF27 Investment Management (27 Jun 2003 to 2 Dec 2003)
Michael Sturrock Warren
IRN MSW01059
- CF1 Director (6 Apr 2011 to 28 Sep 2012)
- CF29 Significant management (23 Jul 2010 to 28 Sep 2012)
Michael Terence Gifford
IRN MXG01185
- CF27 Investment Management (15 Mar 2004 to 7 Oct 2005)
Michael Thomas Fisher
IRN MTF01027
- [FCA CF] Significant management (since 22 Dec 2022)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.