Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (6)Employed By (4 Apr 2008 to 4 Aug 2009)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Jan 2007 to 2 May 2007)
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- Employed By (19 Jan 2007 to 31 Dec 2007)
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- CF21 Investment Adviser (28 Jun 2002 to 11 Oct 2002)
- CF22 Investment Adviser (Trainee) (14 Dec 2001 to 28 Jun 2002)
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- CF21 Investment Adviser (28 Jun 2002 to 1 Jul 2002)
- CF22 Investment Adviser (Trainee) (14 Dec 2001 to 28 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.