Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gareth Edward Banks
IRN GEB01040
- CF27 Investment Management (7 Aug 2002 to 1 May 2003)
Gareth Peter Morgan
IRN GPM01034
- CF30 Customer (20 Aug 2015 to 27 Jul 2018)
- CF27 Investment Management (16 Mar 2006 to 31 Oct 2007)
Gary Potter
IRN GXP01116
- CF30 Customer (14 Sep 2015 to 18 Jun 2019)
Gary Thomson
IRN GTT01006
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (7 Aug 2002 to 31 Oct 2007)
George David Farnon
IRN GDF01031
- CF30 Customer (13 May 2017 to 6 Jun 2019)
George Philip Gay
IRN GPG01033
- [FCA CF] Material risk taker (since 1 Jun 2021)
Gerard Joseph Cannon
IRN GJC00061
- CF21 Investment Adviser (17 Jun 2002 to 1 Jul 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jun 2002)
Gerben Cuiper
IRN GXC01873
- CF30 Customer (3 Sep 2015 to 12 Feb 2016)
Gerhard Börries Karl Roggemann
IRN GBR01022
- CF2 Non Executive Director (17 Feb 2010 to 3 May 2011)
Gerrit Jan Willemsen
IRN GJW01121
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF21 Investment Adviser (11 Apr 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.