Date authorised
1 April 2013
Companies House
05850981
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Romney House
    Romney Place
    Maidstone
    Kent
    ME15 6LG
    UNITED KINGDOM
    Phone
    +442071188777
  • Complaints Contact

    Romney House
    Romney Place
    Maidstone
    Kent
    ME15 6LG
    UNITED KINGDOM
    Phone
    +442071188777

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham Turner

    IRN GXT01590

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Dec 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Dec 2021)
    • CF30 Customer (12 Dec 2017 to 8 Dec 2019)
  • Howard Brent Cox

    IRN HBC00001

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 15 Feb 2022)
  • Jack Shaw

    IRN JXS03390

    • CF30 Customer (18 Sep 2015 to 11 Sep 2018)
  • Jamie Philip Murrison

    IRN JXM00547

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2025)
  • Julie Fay Shew

    IRN JFS00012

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2021)
    • CF30 Customer (15 Oct 2019 to 8 Dec 2019)
  • Justin Patrick Jordan

    IRN JPJ00008

    • Responsible for Insurance Mediation (1 Oct 2008 to 16 Jul 2012)
    • CF8 Apportionment and Oversight (1 Oct 2008 to 31 Mar 2009)
    • CF30 Customer (1 Oct 2008 to 2 Jul 2015)
    • CF1 Director (1 Oct 2008 to 2 Jul 2015)
  • Mark Karl Steadman

    IRN MKS00001

    • CF30 Customer (16 Jan 2009 to 29 Apr 2015)
  • Matthew Pearson

    IRN MXP00563

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 13 Jun 2022)
    • [FCA CF] Functions requiring qualifications (since 13 Jun 2022)
  • Michael Ryan Lewis Spicer Searle

    IRN MXS00359

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2025)
  • Nicola Perkins

    IRN NXT00071

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.