Date authorised
1 April 2013
Companies House
03571106
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 2
    Tenth floor
    Centre City
    Hill Street
    Birmingham
    West Midlands
    B5 4UA
    UNITED KINGDOM
    Phone
    +441218248100
  • Complaints Contact

    Suite 2
    Tenth floor
    Centre City
    Hill Street
    Birmingham
    West Midlands
    B5 4UA
    UNITED KINGDOM
    Phone
    +441218248100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Dodds

    IRN AXD01793

    • CF3 Chief Executive (29 Oct 2012 to 31 Dec 2012)
    • Responsible for Insurance Mediation (18 Mar 2009 to 31 Dec 2012)
    • CF8 Apportionment and Oversight (18 Mar 2009 to 31 Mar 2009)
    • CF1 Director (18 Mar 2009 to 31 Dec 2012)
  • Andrew David Shaw

    IRN ADS01206

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (16 Feb 2012 to 8 Dec 2019)
  • David Martyn Hopkins

    IRN DMH01205

    • CF11 Money Laundering Reporting (10 Jan 2013 to 31 Dec 2014)
    • CF3 Chief Executive (10 Jan 2013 to 31 Dec 2014)
    • Responsible for Insurance Mediation (10 Jan 2013 to 31 Dec 2014)
  • Gordon Bacon

    IRN GXB01184

    • Responsible for Insurance Mediation (14 Jan 2005 to 14 Jan 2009)
    • CF1 Director (14 Jan 2005 to 14 Jan 2009)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 14 Jan 2009)
    • CF3 Chief Executive (14 Jan 2005 to 14 Jan 2009)
  • Ian Holmes-Lewis

    IRN IXH01329

    • CF1 Director (3 Feb 2014 to 1 Dec 2014)
  • James Martin Anthony Hughes

    IRN SMH01079

    • SMF3 Executive Director (9 Dec 2019 to 6 Aug 2025)
    • CF29 Significant management (15 Jan 2015 to 8 Dec 2019)
    • CF1 Director (15 Jan 2015 to 8 Dec 2019)
  • John Michael Fitzgerald

    IRN JMF00019

    • CF28 Systems and controls (2 May 2013 to 1 Dec 2014)
  • Karen furlong

    IRN KXF01236

    • CF1 Director (15 Feb 2012 to 27 Nov 2014)
  • Karl Cheese

    IRN KXC01154

    • CF28 Systems and controls (1 Nov 2007 to 28 Nov 2011)
    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Nov 2011)
    • CF1 Director (14 Jan 2005 to 28 Nov 2011)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • Michael Richard Celichowski

    IRN MRC01198

    • CF2 Non Executive Director (1 Apr 2012 to 16 Jul 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.