CMUTUAL Group Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Niall Jones
IRN NXJ01208
- CF28 Systems and controls (30 Apr 2013 to 12 Dec 2014)
Paul J Walsh
IRN PXW01433
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (25 Jul 2016 to 30 Sep 2018)
- CF1 Director (12 Aug 2013 to 8 Dec 2019)
Paul Treinen
IRN PXT01497
- CF2 Non Executive Director (4 Jul 2013 to 12 Dec 2014)

Smaller firms operating under this firm's FCA authorisation.

Olderiswiser Limited (no longer appointed)
FRN 544491 · Appointed 27 Jul 2011 · Until 17 Jul 2012
Brinc Services Limited (no longer appointed)
FRN 455882 · Appointed 20 May 2011 · Until 12 Feb 2013
PLACES FOR PEOPLE FINANCIAL SERVICES LIMITED (no longer appointed)
FRN 550153 · Appointed 9 May 2011 · Until 12 Feb 2013
Sterling Administration Services Limited (no longer appointed)
FRN 531941 · Appointed 21 Sep 2010 · Until 28 Nov 2011
Association of British Credit Unions Limited (no longer appointed)
FRN 418620 · Appointed 26 Jan 2005 · Until 20 Jan 2023

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.