CMC Markets UK plc

• Principal Place of Business

  133 Houndsditch

  London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +4402071708200

  Web

  https://www.cmcmarkets.com

• Complaints Contact

  133 Houndsditch

  London

  City Of London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +442030038441

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Rainier Gruber

  IRN RXG00172

  • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2022)
• Ramzan Mahboob

  IRN RXM01080

  • [FCA CF] Significant management (16 Oct 2024 to 23 Mar 2026)
• Reda Abaroudi

  IRN RXA01504

  • CF30 Customer (9 Oct 2009 to 30 Jul 2010)
• Reshma Bhimji

  IRN RXB01419

  • CF21 Investment Adviser (5 May 2004 to 28 May 2004)
• Richard Brown

  IRN RXB01614

  • CF22 Investment Adviser (Trainee) (11 Jul 2003 to 16 Sep 2003)
• Richard Charles Curr

  IRN RCC01066

  • CF21 Investment Adviser (18 Sep 2003 to 11 Aug 2004)
• Richard Gray

  IRN RVG01012

  • [FCA CF] Client dealing (11 Sep 2023 to 22 Nov 2024)
• Richard John Aethwy Mann

  IRN RJM01423

  • [FCA CF] Material risk taker (9 Dec 2021 to 19 Dec 2022)
  • [FCA CF] Significant management (10 Dec 2020 to 30 Nov 2023)
• Richard John Freeman

  IRN RJF01070

  • [FCA CF] Significant management (since 12 Jan 2026)
  • [FCA CF] Algorithmic trading (since 12 Jan 2026)
  • [FCA CF] Manager of certification employee (since 12 Jan 2026)
  • [FCA CF] Material risk taker (since 12 Jan 2026)
  • [FCA CF] Proprietary trader (since 12 Jan 2026)
  • SMF18 Other Overall Responsibility (24 Feb 2025 to 19 Sep 2025)
• Richard Sadd

  IRN RXS00414

  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2020)

• Global Equity Trading Ltd (no longer appointed)

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• Vitesse Media PLC (no longer appointed)

  FRN 480295 · Appointed 16 Sep 2009 · Until 15 Jan 2010

• Clickthemarkets.com.Ltd (no longer appointed)

  FRN 484371 · Appointed 16 Sep 2009 · Until 8 Apr 2010

• OSTC Limited (no longer appointed)

  FRN 473634 · Appointed 16 Sep 2009 · Until 29 Aug 2012

• FX Protrade Ltd (no longer appointed)

  FRN 494665 · Appointed 16 Sep 2009 · Until 19 Dec 2010

• Information Exchange Limited (no longer appointed)

  FRN 492367 · Appointed 16 Sep 2009 · Until 1 Sep 2010

• Proactive Investors Ltd (no longer appointed)

  FRN 475129 · Appointed 16 Sep 2009 · Until 31 Oct 2010

• Trading Knowledge Ltd (no longer appointed)

  FRN 506922 · Appointed 15 Sep 2009 · Until 17 Jun 2010

• 32Red Plc (no longer appointed)

  FRN 494919 · Appointed 21 Jan 2009 · Until 13 Oct 2010

• FX Protrade Ltd (no longer appointed)

  FRN 494665 · Appointed 15 Jan 2009 · Until 28 Aug 2009

No changes recorded yet.