CMC Markets UK plc

• Principal Place of Business

  133 Houndsditch

  London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +4402071708200

  Web

  https://www.cmcmarkets.com

• Complaints Contact

  133 Houndsditch

  London

  City Of London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +442030038441

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Maria Anne-Laure El Fathi

  IRN MAE01120

  • SMF17 Money Laundering Reporting Officer (MLRO) (15 Jan 2025 to 30 Sep 2025)
• Mark Adrian Foulger

  IRN MAF01141

  • CF30 Customer (1 Nov 2007 to 4 Jun 2009)
  • CF26 Customer Trading (15 Nov 2006 to 31 Oct 2007)
• Mark Andrew Sims

  IRN MAS01386

  • CF30 Customer (17 Dec 2007 to 8 Jan 2010)
• Mark Jeremy Melville Naylor

  IRN MJN01105

  • CF29 Significant management (17 May 2010 to 6 Jan 2012)
• Mark Payne

  IRN MDP01065

  • CF10 Compliance Oversight (21 Jan 2004 to 1 Mar 2007)
  • CF11 Money Laundering Reporting (30 Jul 2003 to 1 Mar 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2005)
• Mark Robert Frost

  IRN MRF01044

  • CF26 Customer Trading (10 Jul 2002 to 17 Jan 2003)
• Markus Gustaf Armas Gideon Jarnefelt

  IRN MGJ01026

  • CF30 Customer (23 Jul 2008 to 12 Jun 2009)
• Markus Huber

  IRN MXH02066

  • CF30 Customer (16 Dec 2008 to 23 Jul 2010)
• Markus Kofler

  IRN MXK01883

  • CF30 Customer (30 Sep 2010 to 3 Oct 2011)
• Martin Ikediashi

  IRN MXI01087

  • CF26 Customer Trading (11 Jun 2004 to 22 Oct 2004)

• Global Equity Trading Ltd (no longer appointed)

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• Vitesse Media PLC (no longer appointed)

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• Clickthemarkets.com.Ltd (no longer appointed)

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• OSTC Limited (no longer appointed)

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• FX Protrade Ltd (no longer appointed)

  FRN 494665 · Appointed 16 Sep 2009 · Until 19 Dec 2010

• Information Exchange Limited (no longer appointed)

  FRN 492367 · Appointed 16 Sep 2009 · Until 1 Sep 2010

• Proactive Investors Ltd (no longer appointed)

  FRN 475129 · Appointed 16 Sep 2009 · Until 31 Oct 2010

• Trading Knowledge Ltd (no longer appointed)

  FRN 506922 · Appointed 15 Sep 2009 · Until 17 Jun 2010

• 32Red Plc (no longer appointed)

  FRN 494919 · Appointed 21 Jan 2009 · Until 13 Oct 2010

• FX Protrade Ltd (no longer appointed)

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No changes recorded yet.