CMC Markets UK plc

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FRN: 173730
Date authorised: 1 April 2013
Companies House: 02448409
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

133 Houndsditch

London

EC3A 7BX

UNITED KINGDOM

Phone

+4402071708200

Web

https://www.cmcmarkets.com
Complaints Contact

133 Houndsditch

London

City Of London

EC3A 7BX

UNITED KINGDOM

Phone

+442030038441

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Trade Settlement Routing

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Electronic Trade Settlement

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Edward John Sanderson
IRN EJS01077
- CF29 Significant management (30 Mar 2012 to 21 May 2012)
Edward Masaaki Arihara
IRN EMA01024
- CF30 Customer (25 Jul 2008 to 19 Sep 2008)
Eirik Kirkebak Terjesen
IRN EKT01005
- CF30 Customer (1 Sep 2011 to 4 Apr 2014)
Emanuel Georgouras
IRN EXG01142
- CF26 Customer Trading (1 Oct 2003 to 26 Nov 2004)
Emmet O Donoghue
IRN EXO00031
- [FCA CF] Algorithmic trading (9 Dec 2019 to 21 May 2025)
Enis Mehmet
IRN EXM01112
- CF21 Investment Adviser (1 Dec 2001 to 19 Oct 2004)
Eric Chang
IRN EXC00380
- [FCA CF] Client dealing (since 7 Jun 2024)
Erik Solum
IRN EXS01287
- CF30 Customer (1 Nov 2007 to 2 Jan 2008)
- CF26 Customer Trading (14 Mar 2007 to 31 Oct 2007)
Euan Marshall
IRN EXM17919
- SMF2 Chief Finance (8 Sep 2022 to 1 Sep 2023)
- SMF3 Executive Director (9 Dec 2019 to 1 Sep 2023)
- CF1 Director (14 Oct 2019 to 8 Dec 2019)
Evgenia Giannoulopoulou
IRN EXG01167
- CF11 Money Laundering Reporting (24 Jun 2015 to 21 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Global Equity Trading Ltd (no longer appointed)
FRN 493098 · Appointed 28 Sep 2009 · Until 11 Nov 2010
Vitesse Media PLC (no longer appointed)
FRN 480295 · Appointed 16 Sep 2009 · Until 15 Jan 2010
Clickthemarkets.com.Ltd (no longer appointed)
FRN 484371 · Appointed 16 Sep 2009 · Until 8 Apr 2010
OSTC Limited (no longer appointed)
FRN 473634 · Appointed 16 Sep 2009 · Until 29 Aug 2012
FX Protrade Ltd (no longer appointed)
FRN 494665 · Appointed 16 Sep 2009 · Until 19 Dec 2010
Information Exchange Limited (no longer appointed)
FRN 492367 · Appointed 16 Sep 2009 · Until 1 Sep 2010
Proactive Investors Ltd (no longer appointed)
FRN 475129 · Appointed 16 Sep 2009 · Until 31 Oct 2010
Trading Knowledge Ltd (no longer appointed)
FRN 506922 · Appointed 15 Sep 2009 · Until 17 Jun 2010
32Red Plc (no longer appointed)
FRN 494919 · Appointed 21 Jan 2009 · Until 13 Oct 2010
FX Protrade Ltd (no longer appointed)
FRN 494665 · Appointed 15 Jan 2009 · Until 28 Aug 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.