CMC Markets UK plc

Date authorised
1 April 2013
Companies House
02448409
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    133 Houndsditch
    London
    EC3A 7BX
    UNITED KINGDOM
    Phone
    +4402071708200
    Web
    https://www.cmcmarkets.com

  • Complaints Contact

    133 Houndsditch
    London
    City Of London
    EC3A 7BX
    UNITED KINGDOM
    Phone
    +442030038441

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward John Sanderson

    IRN EJS01077

    • CF29 Significant management (30 Mar 2012 to 21 May 2012)
  • Edward Masaaki Arihara

    IRN EMA01024

    • CF30 Customer (25 Jul 2008 to 19 Sep 2008)
  • Eirik Kirkebak Terjesen

    IRN EKT01005

    • CF30 Customer (1 Sep 2011 to 4 Apr 2014)
  • Emanuel Georgouras

    IRN EXG01142

    • CF26 Customer Trading (1 Oct 2003 to 26 Nov 2004)
  • Emmet O Donoghue

    IRN EXO00031

    • [FCA CF] Algorithmic trading (9 Dec 2019 to 21 May 2025)
  • Enis Mehmet

    IRN EXM01112

    • CF21 Investment Adviser (1 Dec 2001 to 19 Oct 2004)
  • Eric Chang

    IRN EXC00380

    • [FCA CF] Client dealing (since 7 Jun 2024)
  • Erik Solum

    IRN EXS01287

    • CF30 Customer (1 Nov 2007 to 2 Jan 2008)
    • CF26 Customer Trading (14 Mar 2007 to 31 Oct 2007)
  • Euan Marshall

    IRN EXM17919

    • SMF2 Chief Finance (8 Sep 2022 to 1 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2023)
    • CF1 Director (14 Oct 2019 to 8 Dec 2019)
  • Evgenia Giannoulopoulou

    IRN EXG01167

    • CF11 Money Laundering Reporting (24 Jun 2015 to 21 Sep 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • City AM Limited (no longer appointed)

    FRN 480803 · Appointed 26 Mar 2008 · Until 26 Mar 2010

  • Vitesse Media PLC (no longer appointed)

    FRN 480295 · Appointed 13 Mar 2008 · Until 28 Aug 2009

  • Proactive Investors Ltd (no longer appointed)

    FRN 475129 · Appointed 12 Nov 2007 · Until 28 Aug 2009

  • OSTC Limited (no longer appointed)

    FRN 473634 · Appointed 8 Oct 2007 · Until 28 Aug 2009

  • Digital Look Ltd (no longer appointed)

    FRN 467277 · Appointed 30 Apr 2007 · Until 24 Jan 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.