CMC Markets UK plc

• Principal Place of Business

  133 Houndsditch

  London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +4402071708200

  Web

  https://www.cmcmarkets.com

• Complaints Contact

  133 Houndsditch

  London

  City Of London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +442030038441

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Declan Gould

  IRN DXG00320

  • [FCA CF] Client dealing (since 9 Dec 2021)
• Declan Leesham Shahbazi

  IRN DXS21792

  • [FCA CF] Client dealing (since 21 Nov 2025)
• Derrick Richard Williamson

  IRN DRW01082

  • CF11 Money Laundering Reporting (1 Dec 2001 to 18 Jul 2003)
  • CF10 Compliance Oversight (1 Dec 2001 to 18 Jul 2003)
• Diana Marcela Yunes Giraldo

  IRN DMY01009

  • CF30 Customer (9 Sep 2010 to 23 Jan 2012)
• Diane Sujatha Pinto

  IRN DSP01064

  • CF29 Significant management (16 Aug 2011 to 3 Dec 2012)
• Dimitar Georgiev

  IRN DXG00556

  • SMF4 Chief Risk (since 19 Aug 2024)
• Dominic Clive Bacon

  IRN DCB01095

  • CF10 Compliance Oversight (11 Apr 2007 to 9 Jan 2009)
  • CF11 Money Laundering Reporting (11 Apr 2007 to 9 Jan 2009)
• Donald MacQueen

  IRN DXM00394

  • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2024)
• Douglas Anthony Edward Crippen

  IRN DAC01305

  • [FCA CF] Client dealing (since 5 May 2023)
• Douglas John Richards

  IRN DJR01113

  • CF28 Systems and controls (10 Dec 2012 to 10 Apr 2013)
  • CF3 Chief Executive (7 Jul 2010 to 10 Apr 2013)
  • CF1 Director (8 Oct 2007 to 10 Apr 2013)
  • CF13 Finance (8 Oct 2007 to 31 Oct 2007)

• Purple Lounge Ltd (no longer appointed)

  FRN 493785 · Appointed 1 Jan 2009 · Until 11 Nov 2010

• Global Equity Trading Ltd (no longer appointed)

  FRN 493098 · Appointed 17 Dec 2008 · Until 28 Aug 2009

• Trade2Win Limited (no longer appointed)

  FRN 492425 · Appointed 4 Dec 2008 · Until 24 Dec 2008

• Information Exchange Limited (no longer appointed)

  FRN 492367 · Appointed 3 Dec 2008 · Until 28 Aug 2009

• Ezeetrader Markets Limited (no longer appointed)

  FRN 491742 · Appointed 21 Nov 2008 · Until 17 Jun 2010

• Equals Money PLC (no longer appointed)

  FRN 488396 · Appointed 4 Sep 2008 · Until 6 Aug 2010

• EquityTrades4u Limited (no longer appointed)

  FRN 486104 · Appointed 15 Jul 2008 · Until 17 Jun 2010

• Express Newspapers (no longer appointed)

  FRN 455524 · Appointed 12 Jun 2008 · Until 2 Dec 2009

• Clickthemarkets.com.Ltd (no longer appointed)

  FRN 484371 · Appointed 9 Jun 2008 · Until 28 Aug 2009

• Cantos Communications Limited (no longer appointed)

  FRN 483357 · Appointed 15 May 2008 · Until 15 Sep 2010

No changes recorded yet.