Close Brothers Limited

• Principal Place of Business

  10 Crown Place

  London

  EC2A 4FT

  UNITED KINGDOM

  Phone

  +443333216100

  Web

  https://www.closebrothers.com

• Complaints Contact

  10 Crown Place

  London

  EC2A 4FT

  UNITED KINGDOM

  Phone

  +443333216100

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · This permission is limited to debt adjusting with no debt management activity

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt adjusting with no debt management activity

• Consumer Hire

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Bridget Ann Macaskill

  IRN BAM01113

  • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 17 Nov 2022)
  • CF2 Non Executive Director (1 May 2014 to 6 Mar 2016)
• Bruce Carnegie-Brown

  IRN BNC01007

  • CF2 Non Executive Director (23 Oct 2006 to 20 Nov 2014)
• Charlotte Louise Samuelson

  IRN CLS01147

  • SMF5 Head of Internal Audit (13 Nov 2019 to 31 May 2022)
• Chiara Caldwell

  IRN CXZ01067

  • [FCA CF] Material risk taker (since 18 Mar 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 18 Mar 2026)
• Christine Ann Brookes

  IRN CAB01128

  • CF30 Customer (1 Nov 2007 to 19 Sep 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Christopher Douglas Francis Mills

  IRN CXM01376

  • CF11 Money Laundering Reporting (1 Dec 2001 to 21 May 2007)
• Christopher Noel Strong

  IRN CNS01009

  • CF1 Director (26 Jan 2010 to 6 Aug 2010)
  • CF15 Internal Audit (1 Dec 2001 to 14 May 2007)
• Chung Do

  IRN CXD00603

  • [FCA CF] Material risk taker (since 9 Dec 2024)
• Ciarán McAreavey

  IRN CXM01009

  • [FCA CF] Significant management (since 16 Jan 2024)
  • [FCA CF] Material risk taker (since 16 Jan 2024)
• Colin Denis Keogh

  IRN CDK01014

  • CF2 Non Executive Director (1 Dec 2001 to 1 Apr 2009)

• Kingston Asset Finance Ltd (no longer appointed)

  FRN 459006 · Appointed 25 Oct 2006 · Until 1 May 2008

• Surrey Asset Finance Ltd (no longer appointed)

  FRN 455696 · Appointed 9 Aug 2006 · Until 31 Jul 2008

• Close Brothers Military Services Limited (no longer appointed)

  FRN 206231 · Appointed 4 Nov 2005 · Until 17 Dec 2007

• Armed Services Finance Ltd (no longer appointed)

  FRN 401588 · Appointed 14 Jan 2005 · Until 17 Dec 2007

• NAAFI (no longer appointed)

  FRN 401590 · Appointed 14 Jan 2005 · Until 1 Jul 2007

• Close Motor Finance Ltd (no longer appointed)

  FRN 401587 · Appointed 14 Jan 2005 · Until 17 Dec 2007

• Close Asset Finance Ltd (no longer appointed)

  FRN 401585 · Appointed 14 Jan 2005 · Until 1 Apr 2008

• Close Business Finance Ltd (no longer appointed)

  FRN 401589 · Appointed 14 Jan 2005 · Until 1 Apr 2008

No changes recorded yet.