Climate Asset Management Limited

• Principal Place of Business

  43 Whitfield Street

  London

  W1T 4HD

  UNITED KINGDOM

  Phone

  +4402045511160

  Web

  https://www.climateassetmanagement.com

• Complaints Contact

  43 Whitfield Street

  London

  W1T 4HD

  UNITED KINGDOM

  Phone

  +4402045511160

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Cyrena Rice

  IRN CXR01374

  • [FCA CF] Client dealing (24 Nov 2022 to 24 Nov 2023)
• Daire Brady

  IRN DXB00999

  • [FCA CF] Client dealing (3 Jun 2024 to 5 Mar 2026)
• Diana Callebaut

  IRN DXC00709

  • Director of firm who is not a certification employee or a SMF manager (18 Oct 2023 to 5 Feb 2025)
• Erin Leonard

  IRN EPL01013

  • Director of firm who is not a certification employee or a SMF manager (4 Aug 2023 to 12 Jan 2026)
• Hans-Christof Kutscher

  IRN HXK01400

  • SMF1 Chief Executive (8 Dec 2021 to 2 May 2023)
  • SMF3 Executive Director (8 Dec 2021 to 2 May 2023)
• Hugh William Hudson Killen

  IRN HWK01002

  • SMF9 Chair of the Governing Body (26 Oct 2023 to 9 Apr 2024)
• James Bullen

  IRN JXB01093

  • [FCA CF] Client dealing (since 30 May 2022)
• Jamie Edward Housden-Thomas

  IRN JXH00308

  • [FCA CF] Client dealing (30 May 2022 to 12 Sep 2022)
  • [FCA CF] Significant management (30 May 2022 to 12 Sep 2022)
• Jason Edward Sydney Parrish

  IRN JEP01155

  • SMF16 Compliance Oversight (8 Dec 2021 to 18 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (8 Dec 2021 to 18 Jul 2025)
• Jason Kitts

  IRN JXK00406

  • [FCA CF] Significant management (3 Jun 2024 to 16 May 2025)
  • [FCA CF] Client dealing (30 May 2022 to 3 Jun 2024)

No changes recorded yet.