Erin Leonard

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Climate Asset Management Limited (no longer approved here)

    FRN 944222

    • Director of firm who is not a certification employee or a SMF manager (4 Aug 2023 to 12 Jan 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (29 Sep 2021 to 5 Jul 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (29 Sep 2021 to 5 Jul 2022)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (10 Mar 2021 to 8 Jun 2021)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (30 Jan 2020 to 8 Sep 2020)
    • [FCA CF] Material risk taker (30 Jan 2020 to 7 Aug 2020)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF27 Investment Management (1 Aug 2003 to 9 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.