CLIFTON CONSULTING LIMITED

FRN: 541544
Last scraped: 2 days ago

This firm operates as an appointed representative of Clifton Compliance Services Ltd. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

The Pavilions

69-71 Macrae Road

Ham Green

Bristol

Avon

BS20 0DD

UNITED KINGDOM

Phone

+4401275813700

Web

https://www.clifton-asset.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Richard Andrew Lambert
IRN RAL00003
- Employed By (21 Mar 2011 to 4 Apr 2014)
Robert Andrew Wilson
IRN RAW01185
- Employed By (10 Feb 2012 to 31 Dec 2014)
Robert David Gilbert
IRN RDG00001
- Employed By (since 21 Mar 2011)
Roger John Stangroom
IRN RJS01305
- Employed By (21 Mar 2011 to 5 May 2016)
Sara Andrea Peasgood
IRN SAP01094
- Employed By (21 Mar 2011 to 20 Dec 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.