Clearwater Corporate Finance LLP

• Principal Place of Business

  10 Livery Street

  Birmingham

  B3 2NU

  UNITED KINGDOM

  Phone

  +4408450520340

  Web

  https://www.clearwatercf.com

• Complaints Contact

  7th Floor Chancery Place

  50 Brown Street

  Manchester

  M2 2JT

  UNITED KINGDOM

  Phone

  +4408450520340

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gareth Iley

  IRN GXI01057

  • SMF16 Compliance Oversight (since 15 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 May 2024)
  • [FCA CF] Client dealing (since 25 Feb 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Jun 2012 to 8 Dec 2019)
  • CF30 Customer (1 Jun 2012 to 8 Dec 2019)
• Graham Hallworth

  IRN GXH01212

  • CF30 Customer (18 Jan 2012 to 31 May 2015)
  • CF2 Non Executive Director (13 Feb 2010 to 31 May 2015)
• Gregor Roderick Cant

  IRN GRC01061

  • [FCA CF] Client dealing (since 15 Apr 2025)
  • SMF27 Partner (since 16 Jan 2023)
• James Barraclough

  IRN JXB03438

  • SMF27 Partner (9 Dec 2019 to 31 Jan 2021)
  • CF4 Partner (4 May 2018 to 8 Dec 2019)
  • CF30 Customer (24 Dec 2015 to 8 Dec 2019)
• Jonathan Stuart Harry Hustler

  IRN JSH01104

  • [FCA CF] Client dealing (25 Feb 2021 to 2 Jan 2026)
  • SMF27 Partner (9 Dec 2019 to 2 Jan 2026)
  • CF4 Partner (24 Jul 2008 to 8 Dec 2019)
  • CF30 Customer (24 Jul 2008 to 8 Dec 2019)
• Joseph Dyke

  IRN JXD86500

  • [FCA CF] Client dealing (since 25 Feb 2021)
  • SMF27 Partner (since 16 Sep 2020)
• Kenneth Andrew Williamson

  IRN KAW01039

  • SMF9 Chair of the Governing Body (16 Sep 2020 to 31 Jul 2024)
• Marcus Paul Archer

  IRN MPA01021

  • [FCA CF] Client dealing (since 25 Feb 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (22 Jan 2009 to 8 Dec 2019)
  • CF4 Partner (22 Jan 2009 to 8 Dec 2019)
• Mark Jason Taylor

  IRN MJT01239

  • SMF1 Chief Executive (since 23 May 2023)
  • [FCA CF] Client dealing (since 25 Feb 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (25 May 2018 to 8 Dec 2019)
  • CF30 Customer (1 Aug 2012 to 8 Dec 2019)
• Mark Maunsell

  IRN MXM04562

  • [FCA CF] Client dealing (since 15 May 2025)
  • SMF27 Partner (since 15 May 2025)

No changes recorded yet.