Date authorised
22 October 2015
Companies House
OC397214
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Old Bond Street
    London
    W1S 4QT
    UNITED KINGDOM
    Phone
    +4402039618820
  • Complaints Contact

    45 Old Bond Street
    London
    W1S 4QT
    UNITED KINGDOM
    Phone
    +442039618820

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicole Ayesha McCarthy

    IRN NAD00030

    • [FCA CF] Client dealing (since 26 Nov 2020)
    • SMF27 Partner (9 Dec 2019 to 31 Jan 2025)
    • CF30 Customer (22 Oct 2015 to 8 Dec 2019)
    • CF4 Partner (22 Oct 2015 to 8 Dec 2019)
  • Nuria Claver Vilanova

    IRN NXC00435

    • [FCA CF] Client dealing (since 29 Jul 2024)
  • Oliver Wray

    IRN OAW01007

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Feb 2022)
    • CF30 Customer (14 Aug 2018 to 8 Dec 2019)
  • Oscar Mellor

    IRN OXM00005

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Pedro Martin Urrutia

    IRN PXU00023

    • SMF27 Partner (since 26 Mar 2025)
  • Penelope Kate Briant

    IRN PKB01017

    • CF4 Partner (22 Oct 2015 to 10 Aug 2018)
  • Rafael Calvo

    IRN RXC01297

    • [FCA CF] Client dealing (since 21 Nov 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Sep 2025 to 10 Nov 2025)
    • CF30 Customer (22 Oct 2015 to 8 Dec 2019)
    • CF4 Partner (22 Oct 2015 to 8 Dec 2019)
  • Raisa Johnston

    IRN RXJ12662

    • [FCA CF] Client dealing (1 Jun 2025 to 24 Sep 2025)
  • Raisah Yusuf

    IRN RXY00011

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2022)
  • Rica Habeck

    IRN RXH00355

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Feb 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.