Date authorised
22 October 2015
Companies House
OC397214
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Old Bond Street
    London
    W1S 4QT
    UNITED KINGDOM
    Phone
    +4402039618820
  • Complaints Contact

    45 Old Bond Street
    London
    W1S 4QT
    UNITED KINGDOM
    Phone
    +442039618820

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Campbell

    IRN CJC01105

    • CF4 Partner (22 Oct 2015 to 10 Aug 2018)
  • Clare Reilly

    IRN CXR01355

    • SMF17 Money Laundering Reporting Officer (MLRO) (16 May 2022 to 2 Sep 2022)
    • SMF16 Compliance Oversight (16 May 2022 to 2 Sep 2022)
  • Dainora Miliauskaite

    IRN DXM03043

    • CF30 Customer (24 May 2017 to 17 Sep 2018)
  • Dawn Marie La Monica

    IRN DML01134

    • SMF16 Compliance Oversight (26 Jan 2023 to 15 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Jan 2023 to 15 Mar 2023)
  • Diane Duncan

    IRN DXD00373

    • [FCA CF] Client dealing (since 21 Nov 2023)
    • [FCA CF] Manager of certification employee (since 21 Nov 2023)
  • Douglas Robert Evans

    IRN DRE01027

    • [FCA CF] Client dealing (26 Nov 2020 to 31 Mar 2024)
    • SMF27 Partner (9 Dec 2019 to 1 Apr 2023)
    • CF4 Partner (22 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (22 Oct 2015 to 8 Dec 2019)
  • Edward Easton Matthews

    IRN EEM01002

    • CF4 Partner (22 Oct 2015 to 7 Aug 2018)
  • Emmanuel Gresh

    IRN LEG01005

    • [FCA CF] Client dealing (since 26 Nov 2020)
    • SMF27 Partner (9 Dec 2019 to 1 Apr 2023)
    • CF30 Customer (22 Oct 2015 to 8 Dec 2019)
    • CF4 Partner (22 Oct 2015 to 8 Dec 2019)
  • Emmanuel Petter

    IRN EXP00157

    • [FCA CF] Client dealing (since 29 Apr 2022)
  • Eugenio Pierdonati

    IRN EXP00221

    • [FCA CF] Client dealing (since 28 Nov 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.