Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (16 May 2022 to 2 Sep 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (16 May 2022 to 2 Sep 2022)
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- CF10 Compliance Oversight (6 Mar 2006 to 18 Mar 2009)
- CF11 Money Laundering Reporting (6 Mar 2006 to 18 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.