Clearbrook Capital Partners LLP

• Principal Place of Business

  Frontier Group, Mermaid House

  2 Puddle Dock

  London

  EC4V 3DB

  UNITED KINGDOM

  Phone

  +4402079079650

  Web

  https://clearbrook.com

• Complaints Contact

  Mermaid Conference & Events Centre

  Puddle Dock

  London

  City Of London

  EC4V 3DB

  UNITED KINGDOM

  Phone

  +4402079079650

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexandre Basile Jules Kartalis

  IRN ABK01007

  • CF4 Partner (1 Mar 2005 to 17 Jan 2006)
• Benoit Marie Guy Francois Ghislain De Biolley

  IRN BXD01070

  • CF27 Investment Management (10 Apr 2006 to 23 Nov 2006)
  • CF21 Investment Adviser (26 Jan 2006 to 23 Nov 2006)
• Byron Locke Besse

  IRN BLB01017

  • CF30 Customer (1 Nov 2007 to 28 Jul 2008)
  • CF4 Partner (6 Feb 2006 to 28 Jul 2008)
  • CF27 Investment Management (6 Feb 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
• Darren Mark Carter

  IRN DMC01113

  • CF30 Customer (17 Apr 2014 to 14 Oct 2015)
• Emma Jane Ayton

  IRN EJA01014

  • CF30 Customer (10 Jun 2016 to 10 Oct 2017)
• Hugh Christopher Samuel

  IRN HCS01034

  • CF30 Customer (1 Nov 2007 to 19 Nov 2007)
  • CF21 Investment Adviser (6 Apr 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (12 Sep 2005 to 6 Apr 2006)
• Jessica Camilleri

  IRN JXC02961

  • CF30 Customer (7 Sep 2015 to 10 Oct 2017)
• Justin Sena Farr-Jones

  IRN JSF01032

  • CF30 Customer (1 Nov 2007 to 17 Apr 2008)
  • CF4 Partner (1 Mar 2005 to 17 Apr 2008)
  • CF27 Investment Management (1 Mar 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
• Katie Shelton-Innes

  IRN KJS01114

  • CF30 Customer (30 Apr 2014 to 31 May 2019)
• Kazi Mamun Shahid

  IRN KXS01227

  • CF11 Money Laundering Reporting (3 Jun 2009 to 31 Mar 2017)
  • CF30 Customer (3 Jun 2009 to 31 Mar 2017)
  • CF10 Compliance Oversight (3 Jun 2009 to 31 Mar 2017)

• Albert Capital (no longer appointed)

  FRN 725845 · Appointed 17 Nov 2015 · Until 29 Jan 2018

• Socrates Capital Limited (no longer appointed)

  FRN 539381 · Appointed 14 Jan 2011 · Until 14 Oct 2015

No changes recorded yet.