Clearbrook Capital Partners LLP

Date authorised
1 April 2013
Companies House
OC306653
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Frontier Group, Mermaid House
    2 Puddle Dock
    London
    EC4V 3DB
    UNITED KINGDOM
    Phone
    +4402079079650
    Web
    https://clearbrook.com

  • Complaints Contact

    Mermaid Conference & Events Centre
    Puddle Dock
    London
    City Of London
    EC4V 3DB
    UNITED KINGDOM
    Phone
    +4402079079650

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Edward Hammett

    IRN PEH01053

    • CF28 Systems and controls (1 Nov 2007 to 11 Oct 2017)
    • CF30 Customer (1 Nov 2007 to 11 Oct 2017)
    • CF10 Compliance Oversight (3 Jul 2007 to 7 Jan 2008)
    • CF13 Finance (3 Jul 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (3 Jul 2007 to 7 Jan 2008)
    • CF27 Investment Management (1 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
    • CF4 Partner (1 Mar 2005 to 11 Oct 2017)
  • Paul Raymond Sullivan

    IRN PRS01110

    • [FCA CF] Client dealing (since 11 Apr 2024)
  • Peter Sahu

    IRN PXS01905

    • CF10 Compliance Oversight (15 Jan 2008 to 29 Jun 2009)
    • CF11 Money Laundering Reporting (15 Jan 2008 to 29 Jun 2009)
  • Richard John Cheesman

    IRN RXC01278

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
    • CF27 Investment Management (1 Mar 2005 to 31 Oct 2007)
    • CF4 Partner (1 Mar 2005 to 31 Mar 2009)
  • Robert Edwin John Savage

    IRN RES01091

    • CF21 Investment Adviser (10 Nov 2006 to 21 May 2007)
    • CF27 Investment Management (10 Nov 2006 to 21 May 2007)
  • Robin Elizabeth Saunders

    IRN RES01042

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (16 May 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 May 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (28 Jul 2005 to 31 Oct 2007)
    • CF4 Partner (1 Mar 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Mar 2005 to 31 Oct 2007)
    • CF3 Chief Executive (1 Mar 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
  • Sallie Dawson

    IRN SXD01444

    • CF13 Finance (1 Mar 2005 to 24 Mar 2006)
    • CF10 Compliance Oversight (1 Mar 2005 to 24 Mar 2006)
    • CF11 Money Laundering Reporting (1 Mar 2005 to 24 Mar 2006)
  • Sean Quinlan

    IRN SXQ01048

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2025)
    • SMF27 Partner (9 Dec 2019 to 20 Jul 2025)
    • CF4 Partner (25 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (25 Sep 2017 to 8 Dec 2019)
  • Serena Wilson

    IRN SXW01647

    • CF13 Finance (13 Apr 2006 to 25 Jun 2007)
    • CF10 Compliance Oversight (13 Apr 2006 to 25 Jun 2007)
    • CF11 Money Laundering Reporting (13 Apr 2006 to 25 Jun 2007)
  • Stefan Paul Allesch-Taylor

    IRN SPA01036

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (26 Mar 2009 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2008 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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