Date authorised
1 April 2013
Companies House
03052018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Commodity Quay
    St Katharine Docks
    London
    E1W 1BF
    UNITED KINGDOM
    Phone
    +4402073340000
  • Complaints Contact

    Commodity Quay
    St Katharine Docks
    London
    E1W 1BF
    UNITED KINGDOM
    Phone
    +4402073340000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Archie Robert Driver

    IRN AXD00927

    • [FCA CF] Client dealing (28 Jun 2024 to 17 Dec 2024)
  • Arthur Nathan Coirault

    IRN ANC01068

    • [FCA CF] Client dealing (since 1 Sep 2025)
    • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • Ashley Westen

    IRN ABW01017

    • CF30 Customer (30 Jun 2011 to 4 Jan 2016)
  • Ben Michael Courtney

    IRN BMC01057

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (1 Mar 2021 to 15 Sep 2025)
    • CF30 Customer (10 Sep 2018 to 8 Dec 2019)
  • Benjamin Gibson

    IRN BXG01249

    • CF30 Customer (7 Jul 2008 to 20 Sep 2013)
  • Benjamin Jay Goggin

    IRN BXG01102

    • CF1 Director (20 Jan 2005 to 2 Oct 2006)
    • CF21 Investment Adviser (16 May 2003 to 2 Oct 2006)
  • Benjamin Lee Jones

    IRN BLJ00006

    • CF21 Investment Adviser (31 Aug 2004 to 2 Oct 2006)
  • Benjamin Matthew Greenwood

    IRN BMG01043

    • CF30 Customer (15 Feb 2016 to 8 Dec 2019)
  • Bente Coward

    IRN BXC01385

    • [FCA CF] Client dealing (1 Sep 2023 to 23 Apr 2024)
  • Betina Froelund Goodall

    IRN BXW01123

    • CF30 Customer (1 Nov 2007 to 13 Mar 2017)
    • CF1 Director (10 Oct 2006 to 13 Mar 2017)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.