Clarksons Futures Limited

Date authorised
1 April 2013
Companies House
03052018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Commodity Quay
    St Katharine Docks
    London
    E1W 1BF
    UNITED KINGDOM
    Phone
    +4402073340000
    Web
    https://www.clarksons.com

  • Complaints Contact

    Commodity Quay
    St Katharine Docks
    London
    E1W 1BF
    UNITED KINGDOM
    Phone
    +4402073340000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Preben Otter Steen

    IRN POS01008

    • CF21 Investment Adviser (14 Jul 2004 to 9 Mar 2006)
  • Qiaoyi Yang

    IRN QXY00007

    • [FCA CF] Client dealing (4 Apr 2023 to 1 Dec 2025)
  • ROBERT PATRICK FOLAN

    IRN RPF01053

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Jun 2018 to 8 Dec 2019)
  • Richard Charles Hayes

    IRN RCH01102

    • SMF3 Executive Director (13 Oct 2020 to 30 Jan 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jun 2025)
    • CF30 Customer (21 Sep 2017 to 8 Dec 2019)
  • Richard John Allen

    IRN RJA01144

    • CF22 Investment Adviser (Trainee) (4 Jul 2007 to 1 Aug 2007)
  • Richard Stephen Choynowski

    IRN RSC01044

    • CF30 Customer (9 Dec 2016 to 25 Jul 2018)
  • Richard Walter Minton Haines

    IRN RWH01103

    • CF21 Investment Adviser (12 Jan 2002 to 20 Oct 2002)
  • Robert Alexander Hewitson

    IRN RXH20655

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (31 Oct 2019 to 8 Dec 2019)
  • Robert Alistair Stewart Mackay

    IRN RAM01211

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (8 Feb 2007 to 31 Oct 2007)
  • Robert Charles Knight

    IRN RCK01026

    • SMF3 Executive Director (9 Dec 2019 to 21 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
    • CF1 Director (17 Oct 2006 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.