Clarksons Futures Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Commodity QuaySt Katharine DocksLondonE1W 1BFUNITED KINGDOM- Phone
- +4402073340000
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Complaints Contact
Commodity QuaySt Katharine DocksLondonE1W 1BFUNITED KINGDOM- Phone
- +4402073340000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional, Retail (Investment)
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark James Richardson
IRN MJR01213
- CF1 Director (1 Dec 2001 to 30 Nov 2002)
- CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
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Mark Peter Mitchell
IRN MPM01057
- CF30 Customer (1 Nov 2007 to 2 Aug 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Martin Jonathan Farr
IRN MJF01330
- CF30 Customer (12 Jun 2018 to 27 Nov 2019)
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Martin Scott Sanders
IRN MSS01123
- CF30 Customer (1 Nov 2007 to 16 Dec 2011)
- CF21 Investment Adviser (7 Aug 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Feb 2007 to 7 Aug 2007)
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Matthew Dominic Brown
IRN MDB01163
- [FCA CF] Manager of certification employee (since 17 Jan 2025)
- [FCA CF] Significant management (since 17 Jan 2025)
- [FCA CF] Client dealing (since 17 Jan 2025)
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Max Krishan Nijhawan
IRN MKN01007
- CF30 Customer (20 Dec 2012 to 11 Apr 2013)
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Max Sebastian Lee
IRN MSL01049
- CF30 Customer (9 Nov 2007 to 30 Apr 2011)
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Mels Boer
IRN MXB01906
- CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- CF21 Investment Adviser (16 May 2003 to 31 Oct 2007)
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Michael Ernesto Morenas
IRN MEM01133
- CF30 Customer (6 Jun 2012 to 18 Oct 2017)
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Michael Giles Grimwade
IRN MGG01020
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.