Clarksons Futures Limited

Date authorised
1 April 2013
Companies House
03052018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Commodity Quay
    St Katharine Docks
    London
    E1W 1BF
    UNITED KINGDOM
    Phone
    +4402073340000
    Web
    https://www.clarksons.com

  • Complaints Contact

    Commodity Quay
    St Katharine Docks
    London
    E1W 1BF
    UNITED KINGDOM
    Phone
    +4402073340000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael John Christopher Cahill

    IRN MJC01258

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Feb 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Feb 2025)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Feb 2007 to 8 Dec 2019)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 5 Dec 2006)
  • Min Liu

    IRN MXL20663

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2023)
    • CF30 Customer (24 Sep 2019 to 8 Dec 2019)
  • Nadia Sabina Kauser Mirza

    IRN NSM01060

    • CF30 Customer (7 May 2015 to 3 May 2016)
  • Nicholas Anthony Jarvis

    IRN NAJ01017

    • CF21 Investment Adviser (1 Dec 2001 to 27 Apr 2004)
  • Nicholas Gustav Rudi

    IRN NGR01012

    • CF30 Customer (1 Nov 2007 to 29 Jun 2012)
    • CF21 Investment Adviser (29 Nov 2005 to 31 Oct 2007)
  • Nicholas Stephen Kemp

    IRN NSK01017

    • CF30 Customer (14 Oct 2009 to 3 Sep 2019)
  • Nina McCoy Lynn

    IRN NML01037

    • CF30 Customer (1 Jun 2018 to 30 Aug 2019)
  • Niteen Sharma

    IRN NXS01154

    • SMF16 Compliance Oversight (since 22 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Apr 2025)
  • Oliver Adrian John Rickards

    IRN OXR88519

    • [FCA CF] Client dealing (since 6 Mar 2025)
  • Orla Moorcroft

    IRN OXM00055

    • [FCA CF] Client dealing (since 3 Nov 2021)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.