Date authorised
1 April 2013
Companies House
03979666
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3000 Lakeside
    North Harbour
    Western Road
    Portsmouth
    Hampshire
    PO6 3EN
    UNITED KINGDOM
    Phone
    +443339997920
  • Complaints Contact

    3000 Lakeside
    North Harbour
    Western Road
    Portsmouth
    Hampshire
    PO6 3EN
    UNITED KINGDOM
    Phone
    +443339997920

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Kevin Alan Carpenter

    IRN JKC01046

    • [FCA CF] Significant management (1 Jan 2023 to 15 Nov 2024)
  • Jean-Marie Hugues Guian

    IRN JHG01074

    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2024)
    • CF3 Chief Executive (30 Sep 2015 to 8 Dec 2019)
    • CF1 Director (30 Sep 2015 to 8 Dec 2019)
    • CF2 Non Executive Director (5 Apr 2011 to 30 Sep 2015)
  • John Frank Bainbridge

    IRN JFB01087

    • CF1 Director (AR) (30 Jan 2009 to 11 Jun 2012)
  • Karen Humphries

    IRN KXH01459

    • Responsible for Insurance Mediation (6 Oct 2015 to 23 Feb 2016)
    • CF1 Director (1 Nov 2012 to 4 Apr 2016)
    • CF29 Significant management (12 May 2011 to 1 Nov 2012)
    • CF28 Systems and controls (29 Sep 2008 to 12 May 2011)
  • Lorraine Higham

    IRN LXH01597

    • SMF3 Executive Director (since 9 Apr 2025)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF1 Chief Executive (31 Mar 2024 to 9 Apr 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2024)
    • CF1 Director (7 Mar 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Mar 2016 to 30 Sep 2018)
  • Lorraine Peta Stratton Williams

    IRN LXW00002

    • CF1 Director (AR) (5 Feb 2010 to 14 Sep 2012)
  • Mark Wynn

    IRN MXW00005

    • [FCA CF] Significant management (20 Jun 2022 to 14 Jan 2024)
  • Mathieu Marie Joseph Remi Sebastien

    IRN MXS05229

    • SMF1 Chief Executive (since 11 Mar 2025)
  • Michael John Till

    IRN MJT01173

    • CF2 Non Executive Director (24 Jul 2007 to 4 Jan 2016)
  • Nicholas John Morgan

    IRN NJM01144

    • CF1 Director (AR) (25 Oct 2006 to 14 Dec 2007)
    • CF1 Director (14 Jan 2005 to 5 Feb 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.