Date authorised
15 May 2017
Companies House
09881116
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tower 42
    25 Old Broad Street
    London
    EC2N 1HN
    UNITED KINGDOM
    Phone
    +442039502985
  • Complaints Contact

    Tower 42
    25 Old Broad Street
    London
    EC2N 1HN
    UNITED KINGDOM
    Phone
    +442039502985

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Konark Trikha

    IRN KXT16227

    • [FCA CF] Functions requiring qualifications (14 Jul 2020 to 3 Aug 2021)
  • Manish Dilipkumar Gajjar

    IRN MXG00164

    • [FCA CF] Functions requiring qualifications (25 Mar 2024 to 4 Jul 2025)
  • Mark Leonard Horne

    IRN MLH00014

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 15 Feb 2024)
    • [FCA CF] Significant management (since 1 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 15 May 2017)
    • CF10 Compliance Oversight (4 Feb 2019 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 May 2017 to 30 Sep 2018)
    • CF1 Director (15 May 2017 to 8 Dec 2019)
  • Matthew Thomas Hunt

    IRN MXH16350

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 12 Feb 2024)
  • Mohammed Sadeq Ahmed Haque

    IRN MXH03362

    • Appointed representative dealing with clients for which they require qualification (3 Nov 2025 to 9 Dec 2025)
    • [FCA CF] Functions requiring qualifications (3 Nov 2025 to 9 Dec 2025)
  • Paul Blake

    IRN PXB00433

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • Paul Harrhy

    IRN PXH00363

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 23 Nov 2021)
  • Paul Matthew Sullivan

    IRN PXS00290

    • [FCA CF] Functions requiring qualifications (24 Dec 2020 to 19 Sep 2022)
  • Paul Robert de la Salle

    IRN PRD01098

    • [FCA CF] Functions requiring qualifications (20 Jan 2020 to 8 Mar 2026)
  • Ria Wotherspoon

    IRN RXW00199

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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