Date authorised
1 April 2013
Companies House
02814889
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    32-38 Dukes Place
    London
    EC3A 7LP
    UNITED KINGDOM
    Phone
    +4403333449119
  • Complaints Contact

    32-38 Dukes Place
    London
    EC3A 7LP
    UNITED KINGDOM
    Phone
    +4403333449119

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kumar Chetan Mukund Mankar

    IRN KCM01029

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (11 Oct 2017 to 8 Dec 2019)
  • Mohammed Niraz Buhari

    IRN MNB01048

    • SMF3 Executive Director (since 7 Apr 2020)
    • CF1 Director (AR) (since 1 May 2013)
    • CF1 Director (AR) (30 Mar 2012 to 8 Jun 2012)
  • Naveed Ahmed

    IRN NXA00451

    • CF1 Director (AR) (since 21 Mar 2026)
  • Neil Dixon

    IRN NXD01525

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Jul 2018 to 8 Dec 2019)
  • Roland Romata

    IRN RXR01644

    • CF1 Director (24 Feb 2015 to 2 Mar 2017)
  • Simon Richard Shaw

    IRN SRS01122

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (21 Sep 2010 to 30 Sep 2018)
    • CF1 Director (9 Mar 2010 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.