CITICORP TRUSTEE COMPANY LIMITED

• Principal Place of Business

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

  Web

  https://www.citigroup.com

• Complaints Contact

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Share

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Debenture, Share

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Share

  Show 1 limitation Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Gavin Hardcastle-Jones

  IRN GXH80445

  • [FCA CF] Significant management (2 Nov 2021 to 18 Aug 2022)
  • [PRA CF] Significant risk taker or Material risk taker (2 Nov 2021 to 18 Aug 2022)
  • [FCA CF] Manager of certification employee (2 Nov 2021 to 18 Aug 2022)
  • [FCA CF] Material risk taker (2 Nov 2021 to 18 Aug 2022)
• Gayle Sparkes

  IRN GXS00434

  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 7 Aug 2023)
  • [FCA CF] Material risk taker (1 Jan 2021 to 7 Aug 2023)
• George Edward Clayton

  IRN GEC01051

  • [FCA CF] Manager of certification employee (4 Jul 2022 to 12 Feb 2024)
  • [FCA CF] Material risk taker (8 Apr 2021 to 12 Feb 2024)
  • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2021 to 12 Feb 2024)
• German Blanco Veltri

  IRN GXB62917

  • [FCA CF] Manager of certification employee (24 Jun 2021 to 19 Jan 2026)
  • [FCA CF] Material risk taker (18 Dec 2020 to 19 Jan 2026)
  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Jan 2026)
• Giles Segal

  IRN GXS00312

  • [PRA CF] Significant risk taker or Material risk taker (6 Apr 2021 to 13 Apr 2021)
  • [FCA CF] Material risk taker (6 Apr 2021 to 13 Apr 2021)
• Gurbinder Beaver

  IRN GXB62911

  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 20 May 2024)
  • [FCA CF] Material risk taker (18 Dec 2020 to 20 May 2024)
• Henry Farrant

  IRN HXF00027

  • [FCA CF] Significant management (since 11 Oct 2022)
  • [FCA CF] Manager of certification employee (23 Apr 2021 to 16 May 2024)
  • [PRA CF] Significant risk taker or Material risk taker (12 Mar 2021 to 25 Apr 2023)
  • [FCA CF] Material risk taker (12 Mar 2021 to 25 Apr 2023)
• Huw St John Rees

  IRN HSR01014

  • CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2008)
  • CF1 Director (1 Dec 2001 to 21 Jan 2005)
• Isabel O'Brien

  IRN IXO61721

  • [PRA CF] Significant risk taker or Material risk taker (9 Oct 2022 to 21 Mar 2024)
  • [FCA CF] Material risk taker (9 Oct 2022 to 21 Mar 2024)
• James Cox

  IRN JXC03281

  • [PRA CF] Significant risk taker or Material risk taker (since 18 Nov 2024)
  • [FCA CF] Material risk taker (since 18 Nov 2024)

No changes recorded yet.