CITICORP TRUSTEE COMPANY LIMITED

• Principal Place of Business

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

  Web

  https://www.citigroup.com

• Complaints Contact

  Citigroup Centre

  Canada Square

  London

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Share

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Debenture, Share

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Share

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• David Mares

  IRN DJM01313

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 16 Dec 2022)
  • CF1 Director (5 Mar 2003 to 8 Dec 2019)
• David Michael Morrison

  IRN DMM01085

  • CF1 Director (6 Oct 2005 to 22 Mar 2007)
• David Sharland

  IRN DXS02091

  • CF28 Systems and controls (27 Jul 2010 to 8 Dec 2019)
• David Webb

  IRN DXW00680

  • [PRA CF] Significant risk taker or Material risk taker (since 29 Feb 2024)
  • [FCA CF] Material risk taker (since 29 Feb 2024)
• Deborah Madge

  IRN DXM00830

  • [PRA CF] Significant risk taker or Material risk taker (23 Jan 2023 to 6 Feb 2024)
  • [FCA CF] Material risk taker (23 Jan 2023 to 6 Feb 2024)
• Deepak Jain

  IRN DXJ01367

  • CF29 Significant management (18 Feb 2014 to 8 Dec 2019)
• Denise Everall

  IRN DXE01079

  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 21 Nov 2003)
• Derrick Bernard Boniface

  IRN DBB01031

  • CF28 Systems and controls (1 Nov 2007 to 11 Jan 2011)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 29 Apr 2011)
• Dirk Jones

  IRN DXJ62976

  • [FCA CF] Significant management (since 21 Apr 2022)
  • [FCA CF] Manager of certification employee (since 21 Apr 2022)
  • [FCA CF] Material risk taker (since 18 Dec 2020)
  • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
• Dominic Adam Paul Hirons

  IRN DAH01234

  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2024)
  • CF10 Compliance Oversight (25 Feb 2019 to 8 Dec 2019)

No changes recorded yet.