Citibank UK Limited

• Principal Place of Business

  Citigroup Centre

  33 Canada Square

  London

  Tower Hamlets

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

  Web

  https://www.citigroup.com

• Complaints Contact

  Citigroup Centre

  33 Canada Square

  London

  Tower Hamlets

  E14 5LB

  UNITED KINGDOM

  Phone

  +4402079862665

• Bank Deposits

  For Retail (Investment), Deposit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Fund Guardian

• Specialist Fund Guardian

• Private Fund Guardian

• Authorised to Operate

• Arranges Investments

  For Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Warren

  IRN JXW00701

  • [FCA CF] Manager of certification employee (12 Apr 2023 to 29 Oct 2024)
  • [FCA CF] Material risk taker (23 May 2022 to 6 Nov 2024)
  • [PRA CF] Significant risk taker or Material risk taker (23 May 2022 to 6 Nov 2024)
• Joseph James Clark

  IRN JJC01170

  • [FCA CF] Material risk taker (26 Jan 2023 to 15 Jun 2024)
  • [PRA CF] Significant risk taker or Material risk taker (26 Jan 2023 to 15 Jun 2024)
• Joseph William David Bond

  IRN JWB01176

  • [FCA CF] Manager of certification employee (4 Mar 2020 to 31 Aug 2023)
  • [FCA CF] Client dealing (16 Sep 2019 to 31 Aug 2023)
  • [FCA CF] Functions requiring qualifications (16 Sep 2019 to 31 Aug 2023)
• Juan Aleman

  IRN JXA62909

  • [FCA CF] Significant management (6 Oct 2022 to 4 Jan 2024)
  • [PRA CF] Significant risk taker or Material risk taker (3 Oct 2022 to 4 Jan 2024)
  • [FCA CF] Material risk taker (3 Oct 2022 to 4 Jan 2024)
• Julia Elliott

  IRN JXE62912

  • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
  • [FCA CF] Material risk taker (since 18 Dec 2020)
• Julian Clarke

  IRN JXC62914

  • [PRA CF] Significant risk taker or Material risk taker (12 May 2021 to 22 Feb 2024)
  • [FCA CF] Material risk taker (12 May 2021 to 22 Feb 2024)
• Julie Mcgough

  IRN JXM61713

  • [FCA CF] Proprietary trader (since 16 Jan 2024)
• Justin Herrmann

  IRN JXH62920

  • [FCA CF] Material risk taker (18 Dec 2020 to 19 Jul 2022)
  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Jul 2022)
• Ka Hei Lo

  IRN KXL00177

  • [FCA CF] Functions requiring qualifications (14 Jan 2022 to 27 Dec 2023)
  • [FCA CF] Client dealing (14 Jan 2022 to 27 Dec 2023)
• Ka Ling Ho

  IRN KXH00238

  • [FCA CF] Functions requiring qualifications (9 Apr 2021 to 8 Apr 2025)
  • [FCA CF] Client dealing (9 Apr 2021 to 8 Apr 2025)

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