Joseph William David Bond

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank Europe plc

    FRN 211646

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Client dealing (since 31 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 31 Aug 2023)
    • CF30 Customer (11 Feb 2016 to 6 Mar 2016)
  • Citibank, N.A.

    FRN 124704

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 9 Oct 2022)
    • [FCA CF] Client dealing (since 9 Oct 2022)
    • [FCA CF] Manager of certification employee (9 Oct 2022 to 31 Aug 2023)
    • CF30 Customer (4 Feb 2016 to 6 Mar 2016)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [FCA CF] Manager of certification employee (4 Mar 2020 to 31 Aug 2023)
    • [FCA CF] Functions requiring qualifications (16 Sep 2019 to 31 Aug 2023)
    • [FCA CF] Client dealing (16 Sep 2019 to 31 Aug 2023)
  • Axi Financial Services (UK) Limited (no longer approved here)

    FRN 466201

    • CF30 Customer (22 Dec 2010 to 8 Feb 2011)
  • Citypoint Trading Limited (no longer approved here)

    FRN 489781

    • Employed By (22 Dec 2010 to 8 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

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