Citibank Europe plc

• Principal Place of Business

  Citigroup Centre

  33 Canada Square

  London

  Tower Hamlets

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

  Web

  https://www.citigroup.com

• Complaints Contact

  Citigroup Centre

  33 Canada Square

  London

  Tower Hamlets

  E14 5LB

  UNITED KINGDOM

  Phone

  +440800005500

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David McDonald Livingstone

  IRN DML01061

  • [FCA CF] Manager of certification employee (since 12 Feb 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
  • [FCA CF] Material risk taker (since 1 Jan 2025)
  • SMF7 Group Entity Senior Manager (8 Mar 2022 to 31 Dec 2024)
  • SMF21 EEA Branch Senior Manager (EBSM) (23 Apr 2019 to 8 Mar 2022)
• David Michael Hayes

  IRN DMH01084

  • [FCA CF] Material risk taker (18 Dec 2020 to 30 Jan 2024)
  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 30 Jan 2024)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Jan 2024)
  • [FCA CF] Client dealing (7 Mar 2016 to 30 Jan 2024)
  • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
• David Michael Morrison

  IRN DMM01085

  • [PRA CF] Significant risk taker or Material risk taker (16 Jun 2021 to 26 Nov 2024)
  • [FCA CF] Material risk taker (16 Jun 2021 to 26 Nov 2024)
• David Michael Walker

  IRN DMW01092

  • [FCA CF] Significant management (23 May 2023 to 23 Apr 2024)
  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 22 Jan 2024)
  • [FCA CF] Material risk taker (18 Dec 2020 to 22 Jan 2024)
  • [FCA CF] Client dealing (7 Mar 2016 to 23 Apr 2024)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Apr 2024)
  • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
• David Michel Rival

  IRN DXR01518

  • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
• David O'Connor

  IRN DXO00194

  • [FCA CF] Client dealing (14 May 2024 to 25 Aug 2025)
• David Paul Elsley

  IRN DPE01008

  • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
• David Pavoncello

  IRN DXP76825

  • [FCA CF] Client dealing (20 Apr 2020 to 9 Mar 2022)
• David Polacek

  IRN DMP01130

  • [FCA CF] Client dealing (1 Dec 2017 to 14 Aug 2023)
• David Poole

  IRN DRP01075

  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 3 Apr 2024)
  • [FCA CF] Material risk taker (18 Dec 2020 to 3 Apr 2024)
  • [FCA CF] Significant management (7 Jul 2020 to 8 Jun 2023)
  • [FCA CF] Client dealing (18 Nov 2016 to 3 Apr 2024)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 3 Apr 2024)
  • CF30 Customer (1 Jan 2016 to 6 Mar 2016)

No changes recorded yet.