David Poole

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Smith Square Partners LLP

    FRN 533915

    • [FCA CF] Client dealing (since 21 Oct 2024)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 3 Apr 2024)
    • [FCA CF] Material risk taker (18 Dec 2020 to 3 Apr 2024)
    • [FCA CF] Significant management (7 Jul 2020 to 8 Jun 2023)
    • [FCA CF] Client dealing (18 Nov 2016 to 3 Apr 2024)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 3 Apr 2024)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Significant management (7 Jul 2020 to 8 Jun 2023)
    • [FCA CF] Client dealing (18 Nov 2016 to 3 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 3 Apr 2024)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 3 Apr 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 3 Apr 2024)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (25 May 2006 to 31 Oct 2007)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF21 Investment Adviser (20 Oct 2003 to 22 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.