Citadel Securities (Europe) Limited

• Principal Place of Business

  120 London Wall

  London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402076459700

  Web

  https://www.citadelsecurities.com

• Complaints Contact

  120 London Wall

  London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402076459700

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• David Foakes

  IRN DXF01452

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (16 Jan 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (16 Jan 2012 to 8 Dec 2019)
• David Kwan

  IRN DLK01024

  • [FCA CF] Significant management (since 31 Mar 2022)
  • [FCA CF] Material risk taker (since 2 Jan 2021)
  • [FCA CF] Manager of certification employee (since 9 Nov 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Algorithmic trading (since 9 Dec 2019)
• David S Richard

  IRN DSR01026

  • CF30 Customer (19 Aug 2009 to 15 Jan 2013)
• David Zhou

  IRN DXZ00043

  • [FCA CF] Client dealing (8 Aug 2024 to 24 Oct 2024)
• Deborah Anthony

  IRN DXA00183

  • SMF12 Chair of the Remuneration Committee (since 28 Mar 2022)
  • SMF13 Chair of the Nominations Committee (since 28 Mar 2022)
  • Director of firm who is not a certification employee or a SMF manager (19 Apr 2021 to 28 Mar 2022)
• Derek Toross

  IRN DXT01330

  • CF30 Customer (1 Nov 2007 to 12 May 2008)
  • CF26 Customer Trading (26 May 2006 to 31 Oct 2007)
• Dilruwan Wijayasekara

  IRN DXW00569

  • [FCA CF] Algorithmic trading (20 Jan 2023 to 28 Aug 2025)
  • [FCA CF] Proprietary trader (20 Jan 2023 to 28 Aug 2025)
  • [FCA CF] Client dealing (20 Jan 2023 to 28 Aug 2025)
• Donna Rix

  IRN DXR00219

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 4 Jul 2022)
• Douglas Arthur Carucci

  IRN DXC01757

  • CF8 Apportionment and Oversight (3 May 2006 to 27 Jul 2007)
  • CF26 Customer Trading (3 May 2006 to 27 Jul 2007)
  • CF1 Director (3 May 2006 to 27 Jul 2007)
• Dylan Ankersen

  IRN DXA00283

  • [FCA CF] Algorithmic trading (7 Sep 2022 to 28 Jun 2024)
  • [FCA CF] Proprietary trader (7 Sep 2022 to 28 Jun 2024)
  • [FCA CF] Client dealing (7 Sep 2022 to 28 Jun 2024)

No changes recorded yet.