David Kwan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citadel Securities (Europe) Limited

    FRN 447450

    • [FCA CF] Significant management (since 31 Mar 2022)
    • [FCA CF] Material risk taker (since 2 Jan 2021)
    • [FCA CF] Manager of certification employee (since 9 Nov 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (11 Jan 2017 to 3 Jun 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 3 Jun 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (19 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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