Citadel Securities (Europe) Limited

• Principal Place of Business

  120 London Wall

  London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402076459700

  Web

  https://www.citadelsecurities.com

• Complaints Contact

  120 London Wall

  London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402076459700

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Scott Lochwood Johnston

  IRN SLJ01069

  • CF1 Director (26 Jun 2017 to 31 Oct 2018)
• Sean William Dawson

  IRN SWD01032

  • CF30 Customer (30 Mar 2010 to 31 Jan 2011)
• Sebastien Maurice Georges Lefort

  IRN SML01134

  • CF30 Customer (20 Jan 2017 to 13 Sep 2018)
• Sian Latham

  IRN SXL00400

  • [FCA CF] Client dealing (13 Jan 2022 to 3 Nov 2022)
  • [FCA CF] Algorithmic trading (13 Jan 2022 to 3 Nov 2022)
  • [FCA CF] Proprietary trader (13 Jan 2022 to 3 Nov 2022)
• Simona Aurino

  IRN SXA03084

  • [FCA CF] Client dealing (since 11 Mar 2024)
• Sonesh Laxmidas Ganatra

  IRN SLG01039

  • CF30 Customer (11 Apr 2008 to 5 Feb 2009)
• Sriram Soundararajan

  IRN SXS01775

  • CF30 Customer (30 Mar 2010 to 31 Jan 2011)
• Stephanie McNees

  IRN SXM14718

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Dec 2020)
  • CF30 Customer (8 May 2019 to 8 Dec 2019)
• Stephen John Lucas

  IRN SJL01294

  • [FCA CF] Proprietary trader (9 Dec 2019 to 13 May 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 May 2022)
  • CF30 Customer (16 Feb 2018 to 8 Dec 2019)
• Steve Atkinson

  IRN SWA01021

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (12 Jul 2018 to 8 Dec 2019)
  • CF1 Director (17 Apr 2009 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF13 Finance (3 May 2006 to 31 Oct 2007)

No changes recorded yet.