Citadel Securities (Europe) Limited

• Principal Place of Business

  120 London Wall

  London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402076459700

  Web

  https://www.citadelsecurities.com

• Complaints Contact

  120 London Wall

  London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402076459700

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Lucy Liu

  IRN LXL01171

  • [FCA CF] Client dealing (27 Jan 2020 to 12 Aug 2020)
• Lukas Wong

  IRN LJW01109

  • [FCA CF] Proprietary trader (10 Jun 2022 to 6 Feb 2023)
• MATTHEW LEE CULEK

  IRN MXC09565

  • CF1 Director (3 Jan 2019 to 27 Nov 2019)
• Margot Dijkstra

  IRN MXD00430

  • [FCA CF] Proprietary trader (since 3 Dec 2021)
  • [FCA CF] Algorithmic trading (since 3 Dec 2021)
  • [FCA CF] Client dealing (since 3 Dec 2021)
• Marina Siu Chong

  IRN MXS01281

  • [FCA CF] Client dealing (since 29 Oct 2024)
  • [FCA CF] Algorithmic trading (since 29 Oct 2024)
  • [FCA CF] Proprietary trader (since 29 Oct 2024)
• Mark Paul Hayden

  IRN MPH01159

  • [FCA CF] Significant management (since 15 Dec 2023)
  • [FCA CF] Proprietary trader (since 3 Feb 2023)
  • [FCA CF] Client dealing (since 3 Feb 2023)
• Mark Wright

  IRN MXW01923

  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2020)
  • SMF4 Chief Risk (9 Dec 2019 to 31 Mar 2020)
  • CF1 Director (9 Jul 2018 to 8 Dec 2019)
  • CF28 Systems and controls (4 Mar 2011 to 8 Dec 2019)
• Marko Taric

  IRN MXT88981

  • [FCA CF] Client dealing (since 31 May 2024)
  • [FCA CF] Significant management (since 31 May 2024)
  • [FCA CF] Proprietary trader (since 31 May 2024)
  • [FCA CF] Material risk taker (since 31 May 2024)
  • [FCA CF] Manager of certification employee (since 31 May 2024)
  • [FCA CF] Algorithmic trading (since 31 May 2024)
• Martin Toyer

  IRN MXT00327

  • SMF18 Other Overall Responsibility (since 15 Mar 2022)
• Mary Murphy

  IRN MXM01295

  • CF11 Money Laundering Reporting (3 May 2006 to 23 Jul 2008)
  • CF10 Compliance Oversight (3 May 2006 to 23 Jul 2008)

No changes recorded yet.