Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 31 May 2024)
    • [FCA CF] Algorithmic trading (since 31 May 2024)
    • [FCA CF] Client dealing (since 31 May 2024)
    • [FCA CF] Manager of certification employee (since 31 May 2024)
    • [FCA CF] Material risk taker (since 31 May 2024)
    • [FCA CF] Proprietary trader (since 31 May 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (4 Dec 2017 to 23 Apr 2024)
    • [FCA CF] Manager of certification employee (4 Dec 2017 to 23 Apr 2024)
    • [FCA CF] Material risk taker (4 Dec 2017 to 23 Apr 2024)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (4 Dec 2017 to 23 Apr 2024)
    • [FCA CF] Manager of certification employee (4 Dec 2017 to 23 Apr 2024)
    • [FCA CF] Material risk taker (4 Dec 2017 to 23 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.