Date authorised
1 November 2021
Companies House
10930267
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    120 London Wall
    London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +442076459700
  • Complaints Contact

    120 London Wall
    London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +442076459700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joel Delin

    IRN JAD01265

    • [FCA CF] Client dealing (1 Jan 2022 to 18 Sep 2025)
  • Johan Stralfors

    IRN JNS01059

    • [FCA CF] Client dealing (1 Jan 2022 to 16 Apr 2026)
  • John Dickson

    IRN JXD00368

    • [FCA CF] Material risk taker (1 Jan 2022 to 2 Mar 2022)
  • John O'Connor

    IRN JXO00387

    • [FCA CF] Material risk taker (since 1 Apr 2026)
    • [FCA CF] Significant management (since 1 Apr 2026)
    • [FCA CF] Client dealing (since 1 Apr 2026)
  • John kirby

    IRN JWK01051

    • [FCA CF] Client dealing (since 1 Jan 2022)
  • Jonathan Bayliss

    IRN JAB01257

    • [FCA CF] Client dealing (1 Jan 2022 to 1 Jun 2024)
    • [FCA CF] Material risk taker (1 Jan 2022 to 1 Jun 2024)
  • Jonathan Innes Cheesman

    IRN JIC01029

    • [FCA CF] Client dealing (since 15 Oct 2025)
  • Jonathan Pinder

    IRN JXP00668

    • [FCA CF] Client dealing (6 Sep 2022 to 23 Oct 2024)
  • Jonathan Thompson

    IRN JXT01590

    • [FCA CF] Significant management (1 Jan 2022 to 16 Aug 2022)
    • [FCA CF] Client dealing (1 Jan 2022 to 16 Aug 2022)
    • [FCA CF] Material risk taker (1 Jan 2022 to 16 Aug 2022)
  • Jonathon Ooi

    IRN JXO00336

    • [FCA CF] Client dealing (since 24 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.