Date authorised
1 April 2013
Companies House
04296341
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Stables
    Peper Harow
    Godalming
    Surrey
    GU8 6BQ
    UNITED KINGDOM
    Phone
    +4401252912100
  • Complaints Contact

    The Stables
    Peper Harow
    Godalming
    Surrey
    GU8 6BQ
    UNITED KINGDOM
    Phone
    +4407701314985

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
    • · This permission is limited to debt counselling which is provided in connection with investment advice, second charge mortgages and buy-to-let mortgages
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Cowan

    IRN JXC01360

    • CF2 Non Executive Director (1 Feb 2008 to 13 Sep 2012)
  • John Edwin D'Costa

    IRN JED01126

    • CF2 Non Executive Director (1 Feb 2008 to 5 Jan 2012)
  • John Paul Foody

    IRN JPF01091

    • SMF3 Executive Director (9 Dec 2019 to 9 Jan 2020)
    • CF1 Director (8 Mar 2018 to 8 Dec 2019)
  • Jonathan Weston

    IRN JXW00081

    • [FCA CF] Functions requiring qualifications (19 Oct 2020 to 11 Apr 2025)
  • Joseph John Smith

    IRN JXS00709

    • [FCA CF] Functions requiring qualifications (9 Jan 2023 to 1 Mar 2025)
  • Karen Ward

    IRN KXW77384

    • [FCA CF] Functions requiring qualifications (6 Aug 2024 to 11 Apr 2025)
  • Karl Spreadbury

    IRN KXS29051

    • [FCA CF] Functions requiring qualifications (11 Feb 2020 to 31 Jan 2025)
  • Kim David Bascombe

    IRN KDB01028

    • Responsible for Insurance Mediation (14 Jan 2005 to 12 Oct 2005)
    • CF1 Director (31 Oct 2004 to 12 Jul 2010)
  • Kirsty Shaw

    IRN KXB25977

    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 28 Feb 2020)
  • Laura Kate Almond

    IRN LXA25982

    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 26 Jun 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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